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An Incompleteness Theorem for the Natural World

Sunday, February 12th, 2012

I spent the last few of days working on a philosophical essay for a collection of articles about Stephen Wolfram’s 2002 book, A New Kind of Science. I’m a friend of Wolfram’s and a big fan of his work. For much more about Wolfram’s book and its reception, you can see my long 2003 review of it for the monthly magazine of the Mathematical Association of America.

But today I don’t want to get into all that, I want to talk about my new essay, which is called “An Incompleteness Theorem for the Natural World.” (In 2020 I posted the full essay online as a PDF.)  I’m very happy with the argument I presented there. The argument isn’t really all that complicated—but I’ve been looking for it for about thirty years! I won’t print the whole essay here, but I will print the introductory section to give you an idea of what I’m getting at. A lot of it is based on material in my book, The Lifebox, the Seashell, and the Soul, but just this week I saw how to present it in a much clearer light.

So here we go, the intro to my essay, “An Incompleteness Theorem for the Natural World.”

The philosopher Gottfried Wilhelm von Leibniz is perhaps best known for the fierce controversy that arose between him and Sir Isaac Newton over the invention of calculus. The S-like integral sign that we use to this day is in fact a notation invented by Leibniz.

When Leibniz was a youth of nineteen, he wrote a paper called “De Arte Combinatorica”, in which he tried to formulate a universal algebra for reasoning, in the hope that human thought might some day be reducible to mathematical calculations, with symbols or characters standing for thoughts.

But to return to the expression of thoughts by means of characters, I thus think that controversies can never be resolved, nor sectarian disputes be silenced, unless we renounce complicated chains of reasoning in favor of simple calculations, and vague terms of uncertain meaning in favor of determinate characters.

In other words, it must be brought about that every fallacy becomes nothing other than a calculating error, and every sophism expressed in this new type of notation becomes in fact nothing other than a grammatical or linguistic error, easily proved to be such by the very laws of this philosophical grammar.

Once this has been achieved, when controversies arise, there will be no more need for a disputation between two philosophers than there would be between two accountants. It would be enough for them to pick up their pens and sit at their abacuses, and say to each other (perhaps having summoned a mutual friend): “Let us calculate.”

Let’s refer to this notion as Leibniz’s dream — the dream of finding a logical system to decide all of the things that people might ever disagree about. Could the dream ever work?

Even if the dream were theoretically possible (which it isn’t), as a practical matter it wouldn’t work anyway. If a universal algebra for reasoning had come into existence, would, for instance, Leibniz have been able to avoid his big arguments with Newton? Not likely. People don’t actually care all that much about logic, not even Leibniz. We just pretend to like logic when it happens to be on our side — otherwise we very often abandon logic and turn to emotional appeals.

This said, there’s a powerful attraction to Leibniz’s dream. People like the idea of finding an ultimate set of rules to decide everything. Physicists, for instance, dream of a Theory of Everything. At a less exalted level, newspapers and TV are filled with miracle diets — simple rules for regulating your weight as easily as turning a knob on a radio. On the ethical front, each religion has its own compact set of central teachings. And books meant to help their readers lead happier lives offer a simple list of rules to follow.

But, as I hinted above, achieving Leibniz’s dream is logically impossible.

In order to truly refute Leibniz’s dream, we need to find a precise way to formulate it. As it happens, formal versions of Leibniz’s dream were first developed early in the Twentieth century.

An early milestone occurred in 1910, when the philosophers Bertrand Russell and Alfred North Whitehead published their monumental Principia Mathematica, intended to provide a formal logical system that could account for all of mathematics. And, as we’ll be discussing below, hand in hand with the notion of a formal system came an exact description of what is meant by a logical proof.

There were some problems with the Russell-Whitehead system, but by 1920, the mathematician David Hilbert was confident enough to propose what came to be known as Hilbert’s program.

(1) We will discover a complete formal system, capable of deciding all the questions of mathematics.

(2) We will prove that this system is free of any possible contradiction.

As Hilbert put it, “The conviction of the solvability of every mathematical problem is a powerful incentive to the worker. We hear within us the perpetual call: There is the problem. Seek its solution. You can find it by pure reason, for in mathematics there is no ignorabimus.”

For a decade, scientists could dream that Hilbert’s program might come true. And meanwhile mathematics and much of physics were being recast as formal systems. Scientific theories could now be viewed as deterministic processes for determining the truth of theorems. Leibniz’s dream was nearly at hand!

But, then, in 1931, the logician Kurt Gödel proved his celebrated Incompleteness Theorem.

Gödel’s Incompleteness Theorem. If F is a consistent formal system as powerful as arithmetic, then there are infinitely many sentences which are undecidable for F.

This means there can never be formal system of mathematics of the kind sought by Hilbert’s program. Every formal system F about mathematics is incomplete in the sense that there are sentences G such that F fails to prove G or ~G, where ~G is the negation of G.

Gödel’s sentences G take the form of statements that certain algebraic formulas have no solutions in the natural numbers. Normally these sentences include at least one very large numerical parameter that in some sense codes up the entire theory F. Wolfram has suggested that there might be some much simpler undecidable Gödelian sentences that involve very simple algebraic formulae.

Philosophers of science have wondered if there is something like an Incompleteness Theorem for theories about the natural world. One somewhat awkward approach might be to argue that if the natural world happens to be infinite, then we can in some sense represent the system of natural numbers as a list of objects within the world and then go on to claim that the usual undecidable Gödel statements about arithmetic are also statements about the natural world.

But, as I discuss in my 1982 book, Infinity and the Mind, this isn’t a satisfying approach. If we wanted to have number theory be a subset of a theory W about the physical world, we’d need for W to single out an infinite set of objects to play the role of the numbers, and W would also need to define relations the correspond to numerical addition and multiplication.

What we really want is a proof—or at least a plausibility argument—for a Natural Incompleteness Theorem that asserts the existence of undecidable sentences that are about natural physical processes—as opposed to being about the natural numbers in disguise.

Wolfram’s analysis of computation in his A New Kind of Science opens a path. The first step is to accept the idea that natural processes can be thought of as computations. And the second step is to argue for some form of Wolfram’s Principle of Computational Equivalence.

Wolfram’s Principle of Computational Equivalence (PCE): Almost all processes that are not obviously simple can be viewed as computations of equivalent sophistication.

In my essay I show that, starting from Wolfram’s two steps, we can prove a Natural Incompleteness Theorem. My method will be to make use of Alan Turing’s 1936 work on what he called unsolvable halting problems. And rather than using the full strength of Wolfram’s somewhat controversial Principle of Computational Equivalence, I’ll base my argument on a weaker assumption, which I call the Halting Problem Hypothesis. And we end up with the following Natural Incompleteness Theorem.

Natural Incompleteness Theorem. For most naturally occurring complex processes and for any correct formal system for science, there will be sentences about the process which are undecidable by the given formal system.

This is, I believe, a clean statement of new result—and may be of real importance to the philosophy of science. Although Wolfram has pointed out some specific examples of undecidable statements about natural processes, he didn’t mange to state the general Natural Incompleteness Theorem.

But now we have a Natural Incompleteness Theorem telling us that every possible complex natural process is going to have undecidable sentences associated with it! Undecidability is everywhere, and all of our theories about nature must remain incomplete.

I’m very stoked.

Podcast. Around North Beach.

Thursday, February 9th, 2012

Reminder: I’ll be reading from my autobiography Nested Scrolls at an SF in SF gathering at 7 PM on Saturday, February 11.

I’ll be joined on the podium by the eminent SF writers K. W. Jeter and Jay Lake, also reading from their work. If you come, be aware of the huge Chinese New Year’s Parade in the same neighborhood…in fact come early and watch the parade for awhile before our reading.

I was already up in SF earlier this week, staying in North Beach and giving a reading from my small book Surfing the Gnarl at The Green Arcade bookshop on Market Street near Gough St., a great little store with very cool and diverse pickings. Curated with wit and attitude by owner Patrick Marks.

I made a podcast of the Green Arcade reading, which is introduced by Terry Bisson. You can click on the icon below to access the file via .

My wife and I were walking around SF enjoying ourselves. I like how multicultural the city is, how busy, with the sun so bright and the air so clear and intense. Like water.

I always dig seeing the freaky window display at Aria on Grant Street near Washington Square.

Everything shaped and colored so nice in the morning sun.

But beware the Invasion of the Goobs on … blessedly I’ve temporarily managed to forget the name of those obnoxious roller vehicles. A tour of twenty of them went by! Me taking their picture I was, of course, a collateral Goob invader, come to think of it. “It’s okay, I’m from near San Jose.”

Skungy Art. “Surfing the Gnarl.” Read Feb 7, Feb 11.

Thursday, February 2nd, 2012

I have a couple of upcoming readings on Feb 7 and Feb 11, but first I want to tell you about my new painting , Loulou and Skungy.


“Loulou and Skungy,” oil on canvas, February, 2012, 30” x 30”. Click for a larger version of the image.

Loulou is the somewhat mysterious woman in green, Skungy is the rat, and the guy holding the rat is named Morton Plant. At present this is like an illustration of an unknown proverb or a forgotten fable. I don’t entirely know what’s going on. But I do have some ideas, as this is meant to be a previsualization of a scene in my next novel, The Big Aha. Loulou is luring Morton and his helper-rat Skungy to follow her.

The composition was inspired by a Joan Brown painting The End of the Affair, which I just saw in an exhibit that’s at the San Jose Museum of Art till March 11. And I used a thick medium to build up an impasto finish with kind of a van Gogh look on the left. As always, originals and prints of my paintings are for sale on my Paintings page.

I have a small new book out, it’s called Surfing the Gnarl, and it’s from the “PM Outspoken Authors” series at PM Press in Oakland.

The book has two of my more outrageous short stories, a new essay of mine about science and literature called “Surfing the Gnarl,” and an interview conducted by Terry Bisson, the series editor.

I’ll be having a launch party for this slim volume at the funky Green Arcade bookstore near Gough and Market Street in San Francisco, 7 PM, Tuesday, February 7.

Looking a little further ahead, I’ll be reading from Surfing the Gnarl or perhaps my autobiography Nested Scrolls or possibly my recently completed Turing & Burroughs at an SF in SF gathering at 7 PM on Saturday, February 11. I’ll be joined on the podium by the eminent SF writers K. W. Jeter and Jay Lake, also reading from their work.

Whose News?

Tuesday, January 31st, 2012

You may have noticed that in my blog posts, I tend not to talk directly about the political stories that you see in the news. My preference is to post about the things that you don’t see in the news. Found art, surreal events, philosophical ruminations, science-fictional concepts, notes on the craft of writing, day-to-day beauty found within the real life unfolding around me.

Whenever I see a news story, my first thought is: Why do “they” want me to think about this? Who are “they”? An age-old question. The one-percenters, the media barons, the commercial interests, sure. I’ve always felt that there’s no essential difference among the three elements of TV: (1) News, (2) Ads, and (3) Entertainment. All are selling fear of death, lust for glamour, and a desire to buy.

Having known a lot of politically active friends over the years, I’d also suggest that the news-cycle-spinning “they” also includes the political junkies and those with a perpetual longing for a distraction from daily life. “I can’t clean up the house while XXX are suffering in YYY!”

There’s always something terrible going on…somewhere…and I don’t like to give consensus-reality’s bad news a majority of my mind. I only have the one life—must I spend all of it waiting for when it’s officially okay to be happy?

Restating my position one more time: all news is in one way or another a lie, a hype, a scam, and a distraction from the warm human faces and the gnarly nature of the now moment.

So that’s why I avoid getting into political threads on Rudy’s Blog. I want it to be “about” the neglected topics other than the concerns shoved down our throats by the media and the countermedia news.

Long live transfinite mountains, the hollow earth, time machines, fractal writing, aliens, dada, telepathy, flying saucers, warped space, teleportation, artificial reality, robots, pod people, hylozoism, endless shrinking, intelligent goo, antigravity, surrealism, software highs, two-dimensional time, gnarly computation, the art of photo composition, pleasure zappers, nanomachines, mind viruses, hyperspace, monsters from the deep and, of course, always and forever, the attack of the giant ants!


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